Indicator 9 — Information about how the service will run
You must inform enrolled beneficiaries, before the service starts, of the conditions in which it will run: venues, timetables, practical arrangements, internal rules, teaching resources, supervision and assessment arrangements.
Applies to: OF · CFA · VAE · CBC
Indicator 9 opens criterion 3, devoted to welcoming and supporting beneficiaries. After the general public information (indicator 1), the point here is to inform enrolled beneficiaries of the practical conditions of their service: when, where, how, with whom, under which rules. This core indicator applies to every category of provision, and auditors always spend time on it because the evidence is easy to check.
What the auditor actually checks on the day
The auditor picks beneficiary files and verifies that, before entry, each person received:
- the joining instructions: dates, timetable, venue or connection link, equipment to bring;
- the detailed programme and its assessment arrangements;
- the internal rules applicable to trainees or apprentices (mandatory for French training providers under the Labour Code);
- the welcome booklet or equivalent: teaching and technical resources, supervision, useful contacts, disability officer, safety instructions;
- format-specific conditions: for distance learning, technical requirements and assistance; for apprenticeships, the centre/company organisation; for skills assessments, the ethical framework and confidentiality.
Above all, they check traceability of transmission: a dated email, an acknowledgement of receipt, a signature against the welcome booklet, a ticked box at online registration. A beautiful welcome booklet that was never sent is worth nothing in an audit.
Achieving compliance, step by step
- Assemble your entry kit: standard joining instructions, welcome booklet, internal rules, programme. Four documents, one template, dated versions.
- Standardise dispatch: a standard "your course starts soon" email sent at D-7, with attachments or links, triggered systematically from your management tool.
- Trace receipt: read receipt, requested reply, or the beneficiary's signature on day one (a "documents received" sign-off sheet works very well).
- Adapt per format: add technical requirements, connection link and assistance contact to the distance kit; the centre/company calendar to the apprenticeship kit.
- Keep the internal rules current: timetables, discipline, health and safety, trainee representation where relevant. Copy-pasted rules describing premises you do not have discredit the whole file.
Field advice
First: automate. This indicator requires no pedagogical intelligence, only logistical rigour — the ideal candidate for automation via your management tool or a simple email scenario. Once the circuit is in place, compliance is permanent.
Second: think of the beneficiary as much as the auditor. Practical information reduces first-day absences, connection problems and early drop-outs — feeding directly into indicator 12 on dropout prevention.
Third, for new entrants: prepare the full kit even without a scheduled session. The auditor will assess your template documents and planned dispatch circuit. A coherent, dated, ready-to-send set demonstrates control of the process. Finally, keep the scopes distinct: indicator 1 informs the general public before the sale; indicator 9 informs the enrolled beneficiary before the start. The media may overlap, but the auditor looks for two distinct information moments and two distinct sets of evidence.
The evidence the auditor expects
- P.1Standard joining instructions and sent copies (dated emails with attachments)
- P.2Welcome booklet given to beneficiaries (resources, supervision, contacts, disability officer)
- P.3Internal rules compliant with the Labour Code, with proof of transmission
- P.4Sign-off sheets or acknowledgements proving the documents were handed over
- P.5Distance-specific kit: technical requirements, connection arrangements, assistance
- P.6Programme and assessment arrangements sent before entry into the service
Common mistakes in audits
- Welcome booklet and internal rules exist, but no proof they were ever transmitted
- Joining instructions missing the essential practical details (venue, timetable, equipment)
- Generic internal rules unsuited to the provider's actual premises and formats
- Remote learners not informed of technical requirements and assistance arrangements
- Information sent after the service started, therefore too late
- Undated, unversioned documents impossible to situate in time
FAQ — indicator 9
+Which documents must be sent before a course under indicator 9?
The standard kit includes the joining instructions (dates, timetable, venue or link), the programme with assessment arrangements, the internal rules and the welcome booklet. Everything must be transmitted before the start, with proof of dispatch or handover kept on file.
+Is a welcome booklet mandatory for Qualiopi?
The framework does not impose the "welcome booklet" format, but it does require informing beneficiaries of the running conditions. The booklet is simply the most practical medium for resources, supervision, contacts and instructions; any traced equivalent is acceptable.
+How do you prove beneficiaries received the information?
Keep dated dispatch emails, request an acknowledgement, or have a "documents received" list signed on day one. For online registrations, a time-stamped acknowledgement checkbox is also solid evidence.
+What is the difference between indicators 1 and 9?
Indicator 1 covers information to the general public before contracting: prerequisites, prices, lead times. Indicator 9 covers the already enrolled beneficiary, who must be informed of the practical running conditions before day one. Two moments, two sets of evidence.
- IND. 10Delivering, monitoring and adapting the service
- IND. 11Assessing objective attainment
- IND. 12Learner engagement and dropout prevention
- IND. 13Coordinating work-linked learning
- IND. 14Apprentices' exercise of citizenship
- IND. 15Informing apprentices of their rights and duties
- IND. 16Registration and presentation for certification exams